Stephen Malcom
CAREER PROFILE
Financial professional with 30 years of experience in Commodities and Futures related industry with a focus on risk
mitigation, management, and financial growth. Skilled in the development and
implementation of plans to ensure financial growth, and in-depth knowledge of commodities and derivatives, including the Chicago
Mercantile Exchange (CME) and Chicago Board of Trade (CBOT).
* Risk assessment, process analysis, and control evaluation
* Provide control consulting
* Strong quantitative background in financial analysis and knowledge base of regulatory compliance
EDUCATION and AFFILIATIONS
B.A., Finance; University of Arkansas 1986
Member, Chicago Rice and Cotton Exchange (CRCE) 1987-Present
Member, MidAmerica Commodity Exchange (MACE) 1987-Present
Member, Index, Debt and Energy Market (IDEM) Present
Member, Commodity Options Market (COM) Present
Member, Full Chicago Board of Trade Member 1993-2008
Chicago Board of Trade MidAmerica Advisory Committee As Requested to Serve
CAREER HISTORY
* Rice Futures and Cash Originator at the Chicago Board of Trade 1987-Present
* Sat on or served as a consultant on numerous committees and collaborated with groups to provide input on contract
specifications. Served as CBOT grain delivery and physical contract reconciliation specialist and closely interacted with the
CBOT and market regulators to improve the rice contract. Served as Consultant to CBOT firm to review discrepancies involving
deliveries, redeliveries and versus cash.
* Frequently attained recognition as the largest CRCE market maker, with personal positions exceeding 10 percent of
total open interest
* Actively traded for my own account in Soybeans, Corn, and Soy Meal
* Built and managed positions via flat price, inter-month spreads and options and took and made spot month deliveries
* Actively traded in CBOT grain and financial pits
* Market originator and primary market maker for DOW 1997, anhydrous ammonia 1992 and DAP (diammonium Phosphate) in 1991
* Envisioned and created Founders Commodities Fund and CTA (2008-2011) and developed a low risk platform for professional investors; Worked directly with federal agencies on regulatory filings and updates as needed.
* Recruited and directed principals for development of a fund trading platform.
Financial professional with 30 years of experience in Commodities and Futures related industry with a focus on risk
mitigation, management, and financial growth. Skilled in the development and
implementation of plans to ensure financial growth, and in-depth knowledge of commodities and derivatives, including the Chicago
Mercantile Exchange (CME) and Chicago Board of Trade (CBOT).
* Risk assessment, process analysis, and control evaluation
* Provide control consulting
* Strong quantitative background in financial analysis and knowledge base of regulatory compliance
EDUCATION and AFFILIATIONS
B.A., Finance; University of Arkansas 1986
Member, Chicago Rice and Cotton Exchange (CRCE) 1987-Present
Member, MidAmerica Commodity Exchange (MACE) 1987-Present
Member, Index, Debt and Energy Market (IDEM) Present
Member, Commodity Options Market (COM) Present
Member, Full Chicago Board of Trade Member 1993-2008
Chicago Board of Trade MidAmerica Advisory Committee As Requested to Serve
CAREER HISTORY
* Rice Futures and Cash Originator at the Chicago Board of Trade 1987-Present
* Sat on or served as a consultant on numerous committees and collaborated with groups to provide input on contract
specifications. Served as CBOT grain delivery and physical contract reconciliation specialist and closely interacted with the
CBOT and market regulators to improve the rice contract. Served as Consultant to CBOT firm to review discrepancies involving
deliveries, redeliveries and versus cash.
* Frequently attained recognition as the largest CRCE market maker, with personal positions exceeding 10 percent of
total open interest
* Actively traded for my own account in Soybeans, Corn, and Soy Meal
* Built and managed positions via flat price, inter-month spreads and options and took and made spot month deliveries
* Actively traded in CBOT grain and financial pits
* Market originator and primary market maker for DOW 1997, anhydrous ammonia 1992 and DAP (diammonium Phosphate) in 1991
* Envisioned and created Founders Commodities Fund and CTA (2008-2011) and developed a low risk platform for professional investors; Worked directly with federal agencies on regulatory filings and updates as needed.
* Recruited and directed principals for development of a fund trading platform.
Services |
Company |
|